Which two activities can be performed using Financial Reporting Compliance? (Choose two.)

• A. Review and approve the accuracy and completeness of control descriptions.
• B. Conduct intuitive audits of general ledger balances with journal details.
• C. Review control assessment results, along with any effectiveness issues found.
• D. Provide self-service access to reporting and analysis against financial transactions.
• E. Gain real-time access to live financial data and proactively resolve issues.
• F. Continuously monitor financial transactions and role-based remediation of transaction incidents.

Your client has configured separate roles for control assessor and control assessment reviewer. The control assessor has submitted his or her assessment. The control assessor realizes later that he or she has forgotten to attach a critical test evidence document to the assessment and needs to attach it now.
How can this be accomplished?

• A. The assessor can request the reviewer to reject the assessment. After the assessment is rejected, the assessor can then attach the document and resubmit the assessment.
• B. On the Assessment tab in the Control definition, the assessor can select the assessment and click the Complete Assessment button. He or she can attach the document and resubmit the assessment.
• C. On the Manage Assessments page, the assessor can select the assessment and click the Reopen button.He or she can then attach the document and resubmit the assessment.
• D. The assessor can request the reviewer to attach the document during the review.

You are working with the customer to gather Risk-Control data for the data import process. The customer has information in multiple formats. Which format should be used for importing the data?

• A. .xml
• B. .doc
• C. .pdf
• D. .txt
• E. .xlsx

You have built a transaction model to identify possible duplicate charges between invoicing and expense credit cards. The model logic already includes two standard filters that identify amounts and suppliers that are the same or similar, as shown:

Which additional date filter will further refine the set of duplicate charges found?

• A. The "Payables Invoice" object's "Invoice Date" attribute is greater than the "Expense Report Credit Card Transaction" object's "Transaction Date" attribute.
• B. The "Expense Report Credit Card Transaction" object's "Transaction Date" attribute is not blank.
• C. The "Payables Invoice" object's "Invoice Date" attribute is similar to the "Expense Report Credit Card Transaction" object's "Transaction Date" attribute within +/- 10 days.
• D. The "Expense Report Credit Card Transaction" object's "Last Updated Date" attribute is greater than the "Relative Value" of 3 months.

You are helping your client identify and define their controls. You have determined that your client requires two perspectives: Business Units and Regulatory Standards.
The controls are going to be secured by the business unit, and you want to ensure that when the client defines new controls, it is mandatory to assign a Business Units perspective to the control. You are going to set the
"Required" field to "yes" for the Control-Business Units association.
Where do you do this in the product?

• A. The Manage Module Perspectives screen
• B. The Manage Object Perspectives screen
• C. The Create Perspectives screen
• D. The Import template
• E. The Create Control screen