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CISI ICWIM Exam Syllabus Topics:

CISI International Certificate in Wealth & Investment Management Sample Questions:

1. Which class of mutual fund shares has a charging structure that avoids a front-end load?

A) Class A
B) Class D
C) Class B
D) Class C

2. Which currency is most heavily traded on international markets?

A) US dollar
B) British pound sterling
C) Japanese yen
D) Euro

3. Which of the following issues is at the heart of fiduciary relationships with clients?

A) Risk
B) Commission
C) Service
D) Suitability

4. Shareholder protection ensures sufficient funds are available to purchase the shareholding of a major shareholder on their death. It does this by:

A) Establishing a policy on each of the shareholding directors' lives
B) Providing term assurance to all of the company's employees
C) Being written into the Articles of Association
D) Investing in the shares of the company

5. Treasury bills are normally issued with a minimum maturity of:

A) 1 month
B) 3 years
C) 1 year
D) 3 months

Solutions: